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How to create Regulations for Process Controls-GRCV10.0

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Dear all,

 

This document will gives you basic details about how to create regulations for GRC process controls

 

Regulations and Policies are provides visibility into your compliance framework and access to end-to-end policy management

 

Regulations are assigned to Sub process, controls, IELC (Indirect Entity-Level Controls), Policies and Ad-Hoc Issues, which are assigned to organizations.

Regulations will be part of master data.

 

 

By using Regulations link we can create Regulation group,Regulation and Regulation Requirement

 

 

 

Step1:Creation of Regulation Group

 

 

Provide the details and click on SAVE

 

 

Once regulation group has been created, then create Regulation


Step2-Creation of Regulation

Select the regulation group and click on Regulation to create

 

 

Provide the regulation name, description and select the Assign regulation configuration from drop down.

 

Assign regulation configuration will be maintained in SPRO

SPRO>GRC>Process Controls>Multiple Compliance Framework>configure compliance Initiatives

 

 

 

 

 

 

Select the Assign regulation configuration from drop down, click on save

 

 

Now regulation will created under regulation group

 

 

 

Select the regulation and create regulation requirement


Step3:Creation of regulation requirement

 

 

Provide the details and Save

 

 

Regards

Baithi


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